Broker Assisted
| Stocks & Warrants |
| Dollar amount per transaction |
Commission Rate |
| $0 to $2,500 |
$24 + .0156 of dollar amount |
| $2,501 to $6,000 |
$50 + .0048 of dollar amount |
| $6,001 to $22,000 |
$64 + .0028 of dollar amount |
| $22,001 to $50,000 |
$85 + .0018 of dollar amount |
| $50,001 to $500,000 |
$134 + .0008 of dollar amount |
| $500,000 + |
$195 + .0007 of dollar amount |
- Minimum commission: $.05 per share for first 1,000
shares, plus $.03 per each share thereafter.
- Maximum commission: $45 for first 100 shares + $.45
thereafter.
- Stocks priced under $1: $40 plus 3% of principal amount.
Subject to a $40 minimum. “Good Till Canceled” orders
executed over more than one day are charged a separate commission
for each day's transactions.
Listed Options
$42 plus $2.10 per contract.
Active Traders Services
Call for details.
Self-Directed Trading
$50 per transaction.
Mutual Funds
Offered by prospectus.
No Load Mutual Funds
4% of principal (minimum $40, maximum of $100).
Corporate Bonds
$4 per $1,000 principal amount, whichever is less. $40 minimum commission.
U.S. Treasury Obligations
$50 per transaction—might be sold on a principal basis.
Annuities
Call for details.
Certificates of Deposit
Call for details.
Retirement Plans
Full range of plans available: Traditional IRA, Roth, Simple, SEP, Education,
Profit Sharing and Money Purchase.
Low-Cost Margin Borrowing
Call for our low rates.
Employee Stock Option Exercise & Sales
$50 plus $.02 per share.
Online Trading Rate
$29.95 plus $.03 per share over 1,000 shares.
All transactions are subject to a $40 minimum commission.