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    COMMISSIONS SCHEDULE

    Broker Assisted

      Stocks & Warrants
      Dollar amount per transaction Commission Rate
      $0 to $2,500 $24 + .0156 of dollar amount
      $2,501 to $6,000 $50 + .0048 of dollar amount
      $6,001 to $22,000 $64 + .0028 of dollar amount
      $22,001 to $50,000 $85 + .0018 of dollar amount
      $50,001 to $500,000 $134 + .0008 of dollar amount
      $500,000 + $195 + .0007 of dollar amount

      • Minimum commission: $.05 per share for first 1,000 shares, plus $.03 per each share thereafter.
      • Maximum commission: $45 for first 100 shares + $.45 thereafter.
      • Stocks priced under $1: $40 plus 3% of principal amount. Subject to a $40 minimum. “Good Till Canceled” orders executed over more than one day are charged a separate commission for each day's transactions.

    Listed Options
    $42 plus $2.10 per contract.

    Active Traders Services
    Call for details.

    Self-Directed Trading
    $50 per transaction.

    Mutual Funds
    Offered by prospectus.

    No Load Mutual Funds
    4% of principal (minimum $40, maximum of $100).

    Corporate Bonds
    $4 per $1,000 principal amount, whichever is less. $40 minimum commission.

    U.S. Treasury Obligations
    $50 per transaction—might be sold on a principal basis.

    Annuities
    Call for details.

    Certificates of Deposit
    Call for details.

    Retirement Plans
    Full range of plans available: Traditional IRA, Roth, Simple, SEP, Education, Profit Sharing and Money Purchase.

    Low-Cost Margin Borrowing
    Call for our low rates.

    Employee Stock Option Exercise & Sales
    $50 plus $.02 per share.

    Online Trading Rate
    $29.95 plus $.03 per share over 1,000 shares.

    All transactions are subject to a $40 minimum commission.